Plan Sponsor Guide | Fiduciary Audit File Checklist

  • Bjork Group

 

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Is your 401(k) plan documentation file ready for an audit?

As a retirement plan sponsor, a fiduciary audit file checklist will help you to compile documents to keep your fiduciary audit file up-to-date and assist with periodic reviews of your plan.

These documents should be readily at hand in the event that a DOL auditor shows up. This becomes easier if the advisor maintains an on-line filing cabinet for these and other plan documents that are also accessible to the plan sponsor.

 

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